Disclosures
3rd Party Links:
Content provided via links to third party sites should not be considered an endorsement of content, which we cannot verify completeness or accuracy of.
Email Disclosures:
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. The Rosselot Financial Group and Cambridge are not affiliated.
The information in this email is confidential and is intended solely for the addressee. If you are not the intended addressee and have received this email in error, please reply to the sender to inform them of this fact.
We cannot accept trade orders through email. Important letters, email, or fax messages should be confirmed by calling 513.232.6500. This email service may not be monitored every day, or after normal business hours.
Client Facing Material Disclosure:
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. The Rosselot Financial Group and Cambridge are not affiliated.
Social Media Disclosure:
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. The Rosselot Financial Group and Cambridge are not affiliated.
Website Disclosure:
Investment Advisory Services offered through Investment Advisor Representatives of Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC, to residents of: (List of States)
Internet Requirements:
Please considered these important points when preparing internet material.
- The website must include the broker-dealer disclosure on each page. In the broker-dealer disclosure, hyperlinks must be provided for FINRA (www.finra.org) and SIPC (www.sipc.com) websites.
- A website or home page is limited to the dissemination of general information on products and services available and may not involve effecting or attempting to effect transactions in securities, rendering a specific investment recommendation, or, in the case of an RIA, rendering a personalized investment advice for compensation.
- Use current information, because outdated information runs a high risk of being inaccurate and may mislead investors.
- If FINRA or SIPC memberships are included, the site must show hyperlinks to FINRA’s internet home page and SIPC’s website.
- All websites disclosing Cambridge as a broker-dealer, including websites of rep-advisors, must include a reference and hyperlink to FINRA’s BrokerCheck system. Social media sites such as Facebook, LinkedIn, and Twitter are exempt from this requirement and do not need to reference BrokerCheck.